Principal SME Regulatory Affairs — Banking & AI Compliance

🏢 Monstro · 📍 New York City — Onsite · 💼 onsite 💰 $250,000 - $320,000 / yr
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Position Summary & Responsibilities

About Monstro

Monstro is a governed AI platform for regulated financial institutions. We give banks and wealth managers a way to deliver trusted advice digitally — to every client, not just the top tier.

Institutions already have the relationships, data, and context to understand each client. Monstro turns that understanding into advice. It gives every client the experience of a personal advisor: bringing together their full financial picture, identifying what matters, and delivering personalized guidance across investments, tax, retirement, insurance, legal, and more.

For clients, that means clearer decisions, proactive support when life changes, and a better view of their financial lives. For institutions, it means deeper relationships, more clients served consistently, and more of each client's financial life managed in one place.

What makes this possible is how the system is built. Every recommendation reflects the institution's own views, policies, and permissions. Every output is auditable, traceable, and reversible, and client data stays under the institution's control. Generative AI shapes how advice is designed; at runtime, execution is deterministic — so every output can be explained and stood behind, not just trusted.

The work

We are building for a high-stakes industry where the work has real consequences. The challenge is to make advice more personal and more available without making it less trusted — to build AI that institutions can audit, explain, and reverse, in a domain where being wrong carries real cost. That is a hard problem, and it is the reason to be here.

You will work on technology that brings real financial advice to people who have rarely had access to it. You will be expected to think clearly, move with urgency, hold a high bar, and take responsibility for work that matters. We are an early team building something ambitious, and what you do here will shape both the product and the company.

About the Role

Monstro is hiring a seasoned banking and financial services compliance expert to serve as the company’s regulatory authority — both internally and in the market.

You will be the person in the room — whether that’s a product review, a bank’s vendor diligence session, or an industry working group — whose depth of knowledge shapes outcomes and unblocks decisions. Internally, you will translate regulatory e

🎯 Candidate Preparation Guide For Monstro Applicants

Key Role Competencies & Evaluation Highlights

Key Role Focus:

Strict evaluation centers on scrappy creativity, independent problem-solving, and the ability to scale creative or technical output with minimal oversight.

📋 Preparation Priorities (Key Areas to Clarify):
  • 1. Requiring rigid corporate structures or micromanagement to produce work
  • 2. Inability to defend creative or strategic choices with data or logic
  • 3. Risk-averse mentality that stifles rapid innovation
✨ Recommended Role Alignment Hook:

I combine creative disruption with ruthless execution to build systems and narratives that scale from scratch.

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